Alternative Trading Systems

Results: 286



#Item
61Financial regulation / Financial economics / Government / Economy of the Philippines / Securities Exchange Act / U.S. Securities and Exchange Commission / Alternative Trading Systems / Securities regulation in the United States / Securities Act / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Regulation Systems Compliance and Integrity

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Source URL: www.sec.gov.

Language: English - Date: 2014-12-08 11:33:08
62United States securities law / Financial economics / Securities Exchange Act / Self-regulatory organizations / U.S. Securities and Exchange Commission / Financial system / Consolidated Quotation System / Alternative Trading Systems / Arizona Stock Exchange / Financial markets / 73rd United States Congress / United States Securities and Exchange Commission

Automated Matching Systems Exchange, LLC

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Source URL: www.sec.gov

Language: English - Date: 2014-12-23 12:46:52
63United States securities law / Financial economics / Securities Exchange Act / Self-regulatory organizations / U.S. Securities and Exchange Commission / Financial system / Consolidated Quotation System / Alternative Trading Systems / Arizona Stock Exchange / Financial markets / 73rd United States Congress / United States Securities and Exchange Commission

Automated Matching Systems Exchange, LLC

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Source URL: www.sec.gov.

Language: English - Date: 2014-12-23 12:46:52
64United States Securities and Exchange Commission / Investment / Stock market / Mathematical finance / Securities Exchange Act / United States securities law / Regulation NMS / Algorithmic trading / Alternative Trading Systems / Financial markets / Financial economics / Finance

December 22, 2014 Brent Fields Secretary Securities and Exchange Commission 100 F. Street N.E. Washington, D.C[removed]

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Source URL: www.sec.gov

Language: English - Date: 2014-12-23 06:35:40
65Finance / Financial system / Mathematical finance / 73rd United States Congress / Securities Exchange Act / United States securities law / Direct Edge / Alternative Trading Systems / Algorithmic trading / Financial markets / United States Securities and Exchange Commission / Financial economics

8011-01p SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]December 24, 2014 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose

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Source URL: www.sec.gov

Language: English - Date: 2014-12-29 07:50:17
66Finance / Order / Algorithmic trading / Stock market / Alternative Trading Systems / Market depth / Regulation NMS / Market maker / Market data / Financial markets / Financial economics / Investment

FINANCIAL INFORMATION FORUM 5 Hanover Square New York, New York 10004  [removed]

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Source URL: www.sec.gov

Language: English - Date: 2014-12-23 06:48:19
67Instinet / Alternative Trading Systems / Dark liquidity / Financial markets / Stock market / Computer networking

Alternative Trading Systems, Effective Registrations as of Decmber 1, 2014

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Source URL: www.sec.gov

Language: English - Date: 2014-12-12 14:18:35
68Finance / Stock market / Algorithmic trading / Dark liquidity / Order / Electronic trading / Alternative Trading Systems / Bid–offer spread / Market impact / Financial markets / Financial economics / Investment

December 22, 2014 Submitted via electronic filing: http://www.sec.gov/rules/sro.shtml Mr. Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2014-12-22 15:18:27
69Finance / Stock market / United States Securities and Exchange Commission / TD Ameritrade / Order / Alternative Trading Systems / Algorithmic trading / Securities Exchange Act / Market maker / Financial markets / Financial economics / Investment

December 22, 2014 Via Electronic Mail Mr. Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street NE

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Source URL: www.sec.gov

Language: English - Date: 2014-12-23 07:04:03
70Finance / Financial system / Mathematical finance / 73rd United States Congress / Securities Exchange Act / United States securities law / Direct Edge / Alternative Trading Systems / Algorithmic trading / Financial markets / United States Securities and Exchange Commission / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]December 24, 2014 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

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Source URL: www.sec.gov

Language: English - Date: 2014-12-29 07:49:46
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